Bangkok, October 7, 2009 ? SEC has now required that asset management companies and securities firms with Limited Brokerage, Dealing and Underwriting (LBDU) license disclose more clearly foreign

has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit

Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer  to disclose both positive and positive

Microsoft Word - SET Disclose_TCSC _TH_ _แก้ไขเพิ่มเติม_ ท่ี สนก. 059/2561 3 กรกฎาคม 2561 เร่ือง แจงการขายเงินลงทุนในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (แกไขเพ่ิมเติม) เรียน กรรมการและผูจดัการ ตลาดหลักทรัพยแหงประเทศไทย อางถึง การเปดเผยขอมูลและการปฏิบัติการของบริษัทจดทะเบียน บริษัทหลักทรัพย ซีมิโก จํากัด (มหาชน)(“บริษัท”) ขอแจงการขายหุนของบริษัทฯ ท่ีถอือยูในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (“TCSC”) โดยมรีายละเอยีดดังน้ี รายละเอียดรายการ วัน เดือน...

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

Mr. Narin Usanawarong Mr. Narin Usanawarong, as the director responsible for the operation of SS National Logistic Company Limited (SSNL) shall be liable for SSNL’s failure to disclose the

to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within December 20, 2019. However, Mr. Charoensook prepared and disclosed the report (Form

and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 4, 2020. However, Mr. Fahmai prepared and disclosed the report (Form 59-2) to the SEC