SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital technology can be a great help to business fundraising, SEC will host a series of online seminar to sha...
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products, especially those products for which the investment consultants receive high sales commissions or w...
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD
Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel
Strategy "This collaboration between SEC and the Department of Industrial Promotion is considered a new dimension that will help the SEC understand the real needs, problems and obstacles. And the SEC will
will lead to multiple dimension impact which is inevitable to participants in capital market businesses. All stakeholders in capital market must join forces to raise awareness among Thai business
office of the securities companies directly to be assured of legitimate services, accurate documentation and prevention of client asset interference.
representing the OBIT as a legitimate broker in trading of crude oil futures contracts. The OBIT in fact has never obtained any derivatives license from the SEC. According to the Derivatives Act B.E. 2546
, Ruthairat Kongchaiyut, Narongrit Kweiwan, Veerasak Ussawarutikul, Sangsoon Kaewsenee and Anusak Thongubol ? have jointly operated derivatives business by falsely representing the company as a legitimate