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SEC launches the Five Steps toward Investment Confidence project -- a new dimension of comprehensive investment care services for financial freedom

provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8263

SEC FinTech Virtual Seminar 2020 to open a new dimension for leveraging FinTech

SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital technology can be a great help to business fundraising, SEC will host a series of online seminar to sha...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8090

Online Fund Approval and Management System (OFAM)

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/ofam/OFAMLogin.aspx

Online Registration and Approval System (ORAP)

Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System ท่านยังไม่ได้ Register กรุณากรอกข้อมูลเพื่อลงทะเบียน กรุณากรอกข้อมูลเพื่อลงทะเบียน ประเภทบัตร

https://market.sec.or.th/ORAP/Authen/PersonRegister.aspx

Online Registration and Approval System (ORAP)

Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System Username (E-mail or ID No.) : Password : ประกาศนโยบายความเป็นส่วนตัว

https://market.sec.or.th/ORAP/Authen/CompanyLogin.aspx

Online Registration and Approval System (ORAP)

Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System กรุณากรอกข้อมูลต่อไปนี้เพื่อเข้าสู่ระบบ (Please enter information below) ประเทศที่ออกบัตร

https://market.sec.or.th/ORAP/Authen/PersonalLogin.aspx

SEC hearing on fund auto approval rules

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2874

SEC hearing on fund auto approval rules

Bangkok, June 24, 2009 ? The SEC is inviting public comments and opinions on the principles of its proposed rules concerning auto approval of mutual funds schemes.To shorten approval time and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2873

SEC revokes approval of three investment consultants

Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4768

SEC suspends approval of investment consultant

Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5198