SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets.  In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...

consideration of market specificities and nuanced approaches for different engagements • Numerous engagement options and reference points for investors, supported by wide range of tools, benchmark assessments and

be considered taxable revenues as long as it is spent for educational purposes only. Thirachai Phuvanatnaranubala, the SEC Secretary-General, said: ?EMF is different from other types of mutual

Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of

recognition of the SEC Thailand’s international roles and collaboration for sharing of information, opinions, and experiences in different areas. About IOSCOEstablished in 1983, the International

. Both approved Acts shall take effect upon His Majesty the King?s signature and publication in the Government Gazette. However, each revised provision shall come into force at different times to allow

such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net

Corruption.” Additionally, there was an exhibition highlighting anti-corruption efforts across different sectors. The event was held on 8 December 2023, at IMPACT Forum Hall 4, Muang Thong Thani.

Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an

below:1. Classification of complex fundsTo promote the launch of mutual funds with more innovative and complex investment policies in response to different risk profiles of investors, the SEC is