SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...
Bangkok, December 18, 2009 ? The SEC is inviting public comment on the draft amendment to the rules regarding procedure for sale of investment units suitable for investors with different risk
investor protection according to the risk levels of different types of DW. The principles for the revision are as follows: 1. Qualifications of DW issuer: In case of partial or no collateralization, DW
diverse products suitable for investors? different risk profiles while preparing the Thai capital market for linkage with international counterparts and increase channels for fund mobilization of business
different needs of investors.? The meeting has agreed on the following:1. Mutual funds, private funds and provident funds should be allowed to invest in futures contracts and structured notes with commodities
securities Fee of the company and the processing of mortgage is not complicated. 10) Opinions of the Audit Committee and/or the Directors of the Company having differing opinions from the Board of Directors of
classes into the market to respond to the needs of different groups of investors with different risk profiles. In doing so, the high net worth investors will be classified apart from general retail
procedure for establishment and management of mutual funds, the SEC plans to introduce an auto approval process for plain vanilla funds, which have no complicated features such as investment in derivatives