: 01/08/2554 วันที่ตอบ : 04/08/2554 คำถาม : Contract For Difference (“CFD”) เข้าข่ายเป็นสัญญาซื้อขายล่วงหน้า
. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC Office. Clause 5
business. Clause 4. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC
consideration on which shall take the following factors into account; (a) difference of net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of
submit the application and supplementary documents together with two sets of such document copies to the SEC Office in accordance with the format and procedures specified in the electronic work system of
condition or result of operation which the SEC may consider that the securities company severely suffers loss, the consideration on which shall take the following factors into account; (a) difference of
can submit an application form together with supplementary documents during September 3 ? 21, 2018 at the SEC office. The SEC Board will propose to the Finance Minister for consideration. The Minister
interested can submit an application form along with supplementary documents from January 5-23, 2015 at the SEC Office. The SEC Board will select two candidates and proposed to the Finance Minister for
filed with the SEC via the SEC office in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Clause 3 The SEC shall recommend