transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
donation initiative of 2024, successfully collecting approximately 10.55 million cc of blood. The donation was facilitated by the National Blood Centre, the Thai Red Cross Society, which dispatched a mobile
trading orders.In case of {A}, the SEC received the report from Asia Plus Securities Plc. on investigation spurred from clients? complaint about {A}'s conducts. It was found that {A} had sent trading orders
the meeting. If the meeting’s notice has not been sent, listed companies are requested to inform shareholders to utilize this option. If it has already been sent, the message could be sent to the
(PLE)?s shares by using material non-public information. According to Mrs. Usavadee Srisuchart?s order, Mr. Perayuth Nark-In sent trading orders of PLE?s shares through others? accounts and assisted in
Bangkok, October 20, 2008 ? The SEC Office sent a written request for relevant information on the SC Asset Corporation Plc. (SC) case to the Office of the Attorney-General after the public
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
, including any persons who hold the positions with the same authority and responsibilities as such persons of the business; (8) “Electronic data” means any message which has been created, dispatched, received
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to