Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
Bangkok, 28 July 2022 – The Securities and Exchange Commission (SEC) has sent a written notice to Zipmex Thailand, demanding the digital asset exchange to clarify in detail the announcement of
' meeting? A: In principle, a proposal for consideration of an agenda item is valid on the condition that the person who makes the proposal is a shareholder on the submission date and has the right to attend
company would like to update the progress of debt restructuring as followings; From early of 2016, the Company was contacted by Asia Credit Opportunities I (Mauritius) Limited (“ACO I”), the juristic person
material opportunity for investors. 3. Our clients are demanding action on climate change. – Institutions are targeting Net Zero – Retail investors demand Responsible Investments 4. Regulators and Standard
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018
Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019