The SEC approved draft revised regulations on securities issuance and offering, allocation, and delivery. Details of the revisions can be summarized as follows: Greenshoe Option (Over-allotment of
; ในการซื้อขายและการส่งมอบ/รับมอบสินค้า (physical delivery) ของสัญญาซื้อขายล่วงหน้า
Delivery of Notifications and Clarification Notes
Bangkok, October 29, 2009 ? The SEC today has clarified that gold trading transactions with physical delivery and full payment of transaction value in which net settlement is not applied do not fall
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
ซักซ้อมความเข้าใจเกี่ยวกับการให้บริการแก่ลูกค้าในการซื้อขายและการส่งมอบ/รับมอบสินค้า (physical delivery) ของสัญญาซื้อขายล่วงหน้าที่มีสินค้าเกษตรเป็นสินค้าอ้างอิง ("สินค้าเกษตรล่วงหน้า")
Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee