List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง
;">ที่ กลต.กธ. (ว) 21/2555 เรื่อง การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง Head of compliance ตามที่สำนักงานได้นำส่งประกาศคณะกรรมการกำกับตลาดทุน ที่ ทธ. 39/2555 เรื่อง การจัดการให้มีหน่วย
audit firms in the region which will result in enhancing the confidence in the capital market, in the quality and reliability of audited financial statements.?Mr Langgeng Subur, Head of PPPK (Indonesia
creation of the investors’ portfolios. We are delighted to partner with the UN, PRI and AIGCC in promoting climate stewardship among Thai capital market participants, and in accelerating Thailand’s progress
Robertson, Head of Asia (ex-China & Japan), PRI, shared: “Following successful collaboration between the PRI, UN, and SEC Thailand in 2021 and 2022, we were delighted to continue this partnership in 2023
Day."As a member of the World Federation of Stock Exchanges, the Stock Exchange of Thailand is delighted to have participated, for the 9th consecutive year, in the Ring the Bell for Gender Equality
having adopted the SDGs as a guide for their corporate strategies. With this, UNDP is delighted to collaborate with SEC and TLCA in developing the SDGs Resource Center, to provide support to the private
on registered capital, staff and management and working systems.? Suchada Buddharuksa, Executive Vice President of Thailand Post Co., Ltd., said ?Thailand Post is very pleased to participate in ?A
Buddharuksa, Executive Vice President of Thailand Post Co., Ltd., said ?Thailand Post is very pleased to participate in ?A thousand baht, Start a journey to your dream? Project. Our nationwide branches along