SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
Bangkok, September 25, 2014 ? The SEC, the Thai Listed Companies Association (TLCA) and mai Listed Companies Association (maiA) co-support the Territorial Defense Command?s ?Territorial Defense
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Percentage of shareholding (%) 1 Forth Corporation Plc. - 99,998 50.00 2 Mr. Pongchai Amatanon The Company’s director/ shareholder 1 - 3 Mr. Pattanan Amatanon One of the sons of Mr. Pongchai Amatanon 1 - 4
shares Percentage of shareholding (%) 1 Forth Corporation Plc. - 99,998 50.00 2 Mr. Pongchai Amatanon The Company’s director/ shareholder 1 - 3 Mr. Pattanan Amatanon One of the sons of Mr. Pongchai
.......................................................................... 5 Key Findings .................................................................... 11 Commitment and Enforcement ................................ 11 Shareholder Rights
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
and Construction Public Company Limited (“Unique”) would like to inform regarding to a Connected Transaction since the major shareholder of Suphankeeree Company Limited (“Suphankeeree”) is the same
..................................................................................................................................... 13 Shareholder Proposals: The Basics .................................................................................................................. 15 Shareholder Resolutions and Constructive
association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market