capital market. The fraudulent activities include forging licenses and falsely claiming certification of the SEC and official authorities. There were deceptive uses of names and images of market
of the former mutual funds or the transferred mutual funds who vote to merge or amalgamate the funds and the unitholders who intend to convert the investment units of such funds into the investment
, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, nor having such offense record during the period as specified by the SEC
investment scheme in the home jurisdiction; (b) relevant provisions under the constitutive documents that enable the CIS operator to merge or terminate the offering for sale of units of a collective investment
, CCPH is wholly-owned by CCET and KPPH is wholly-owned by Kinpo Group. Upon the Post-transaction, all of KPPH’s assets, liabilities and equity as in whole shall transfer and merge into CCPH’s account
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully