Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ
capital market. The fraudulent activities include forging licenses and falsely claiming certification of the SEC and official authorities. There were deceptive uses of names and images of market
understanding of the application and the spirit of the relating Acts and regulations made thereunder. Reformation and Legal Framework Extent of director liability index Thai law protects the right of
Shareholders No.1/2019 to the extent that it is appropriate and necessary within the scope of laws. The Company would like to inform that the transaction of acquiring ordinary shares of KPN Academy Company
reasonable. 8. The nature and extent of the interest of the connected persons in the transaction : -Non- 9. In this Business Size has not over 1 million baht but over than 0.03% of NTA value of the company, So
extent of the interest of the connected persons in the transaction : -Non- 9. This transaction allows to standard of receiving and selling of assets. In this schedule the company sold out the investment
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, nor having such offense record during the period as specified by the SEC