SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
certain revised items were necessary and may have affected the comparison with such statement for the preceding year. The auditor?s disclaimer and qualified opinion on AIE?s financial statements caused the
not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of
any actions in connection with the allocation of such newly issued ordinary shares and (c) signing applications, waivers, and evidence which are necessary for and in relation to the allocation of such
regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be
with the government to advance the course of development, and businesses are encouraged to invest in community, technology, innovation and finance sustainably.” Dr. Kobsak Pootrakool, Deputy
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
necessary or do not keep pace with situations or remain obstacles to livelihoods or engagement in occupations will be abolished or revised to lessen burdens on people. By doing so, methods used must be done