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service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8307

Investor Alert : Facebook Page ชื่อ Buying good stocks

Facebook Page ชื่อ Buying good stocks : Unlicensed securities and derivatives business (Disclosure Date : 18/07/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1140&CaseYY=2567

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page ชื่อ Buying good stocks

Facebook Page ชื่อ Buying good stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/07/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='1140&CaseYY=2567

SEC files a criminal complaint against parties acquiring NMG shares with joint intention for company takeover

Bangkok, March 28, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against (1) News Network Corporation PCL. (NEWS

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6261

SEC proposes extending securities classes qualified for purchasing on margin and placement as collateral to increase purchasing power in margin accounts

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8345

Microsoft Word - GLOCON.012-2020 Clarification on the Company acquiring shares of Glocon ...

Microsoft Word - GLOCON.012-2020 Clarification on the Company acquiring shares of Glocon ... GLOCON.012/2020 March 19th, 2020 Subject: Clarification on the Company acquiring shares of Glocon

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202003/20032824.pdf

SEC Thailand’s Public Hearing on Revision of Regulation on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=547

SEC Thailand’s Public Hearing of Draft Notification on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=596

SEC files a criminal complaint against WORLD executive and associate with ECD for alleged fraud causing damage to the company

or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10245

SEC penalizes three former investment consultants for failing to properly discharge their professional duties with loyalty, responsibility, and care.

denied the authorization of the whole arrangement. {D} and {A} subsequently entered into an agreement with the client whereas the client agreed to formalize the past buying transaction by signing the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8817