The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...

Determination of Undertaking not Deemed as a Derivatives Dealer

Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)

Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer

Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)

Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer

Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type