information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

considering the directors? and management?s inappropriate characteristics as well as their rights to clarify and appeal, the consequences for those lacking qualifications and liabilities for contravening the

lacking of qualifications as specified by SEC. Mr. Thirachai Phuvanat naranubala, SEC Secretary-General stated that ?Even though most of listed companies do operate their businesses cautiously with

preventive measures have been focusing on shares lacking of fundamental factors.

Unyakowit), who was then an IEC executive.   Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy

net profit in Quarter 1/2018 was 1.91 million baht because the lacking of the main raw material that have the affect on products cannot send to the clients in time. But the expenditures are decreased in

companies that their names must be registered in such system. Initially, the SEC will put all of their names in the system. If any of them is found having malpractice or lacking professional ethics, such case

any risks arising from an appointment of any persons lacking qualifications or possessing prohibited characteristics.

owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or

business sectors while maintaining the protection of investors from any risks arising from the appointment of any person lacking qualifications or possessing prohibited characteristics, and (2) harmonize the