While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit