includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form
SEC. (This is the same channel for the current Form 81-1-IPO submission.)The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=959. Stakeholders and interested
The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current
amending existing laws and regulations that are no longer necessary or in line with current circumstances, or that impose a burden on the public. This initiative focuses on a quick, transparent, cost
Following an assessment of the effectiveness of the current PVD Act and a previous public hearing on a proposed amendment to the PVD Act to support the transition to the mandatory pension scheme
six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism