suggestions gathered therefrom, and studied further details before proposing the current draft amendments to digital asset business regulations.The consultation paper is available at https://www.sec.or.th/TH
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the
During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend the regulations governing the optional systems of digital asset business
. (OBIT) and two persons associated with the OBIT for jointly operating derivatives business without license and defrauding public. With reference to several complaints that OBIT has solicited its
., Ltd. (F.A.S.T. Thailand) and its associated persons for jointly operating derivatives business without license and defrauding public. With reference to several complaints that F.A.S.T. Thailand has
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that
corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with
., (3) World Trading Prosperity Co., Ltd., (4) WSD Financial (NZ) Ltd., and (5) WSD International (Thailand) Co., Ltd. to operate derivatives business without license, and against the companies and their
exchange rates as underlying products and have obtained benefits from trading fees.Such conduct is deemed undertaking derivatives business without license which contravenes Section 16 of the Derivatives Act