In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...

Type of securities : Common share | Effective Date : 06/05/2022 | Close Selling Date : 13/05/2022

crucial to ensuring operational efficiency and tangible outcomes. The SEC must operate with agility to swiftly respond to evolving circumstances. This agility is essential for upholding good governance

Bangkok, October 17, 2011- Vorapol Socatiyanurak, SEC Secretary-General revealed after discussion with Thai Investors Association (TIA) that investors are crucial factor for capital market

Outsourcing Function related to Business Operation to Third Party

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

developed with ThaiBMA to encourage investment in the capital market. Bond Supermart will function as a user-friendly one stop information site for retail investors? access to prices and trading contact

“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time

On 19 and 28 June 2018, SEC held a seminar on the topic of the I Code and the benchmark assessment of PVD at the SEC office, where over 200 PVD committees had attended. PVD plays a crucial role in

basic essential life skill while investment is a crucial tool for creating sustainable wealth and adding value to savings in the long term. The BAAC has the School Bank project that instills the habit