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wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10292

SEC hosts the first meeting with bank chiefs, aiming at closer cooperation

Bangkok, February 10, 2014 ? Securities and Exchange Commission (SEC) discussed with the Thai Bankers? Association (TBA) and the Association of International Banks (AIB), on the commercial banks

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5271

SEC in discussion with TLCA to collaboratively establish guidelines for enhancing fundraising supervision and mitigating obstacles for listed companies

January 2024. SEC Secretary-General said: “The SEC highly values our collaboration with the TLCA, which plays a crucial role as a forum for knowledge sharing and exchange of ideas among listed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10413

BAAC collaborates with SEC to promote financial and investment literacy among children and youth through the school bank project

and youth in the BAAC School Bank project in over 2,000 schools nationwide.BAAC Manager Apirom Sukprasert said that the BAAC focuses on educating students with financial knowledge, creating savings

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8360

SEC and SET co-organized, together with other three parties, a seminar on “Class Action Lawsuit” for the interest of investors and the public

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10308

SEC, together with ADB and PDMO, jointly organizes an educational seminar on sustainable finance promoting for the public and private sectors

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10313

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

with a conflict of interest with SKFM and in turn such foreign fund invested in another foreign fund with a conflict of interest and so on and so forth in subsequent sequences. As a result, the clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC Thailand in discussion with IOSCO

SEC Secretary-General Ruenvadee Suwanmongkol (second from left) and SEC Assistant Secretary-General Praoporn Senanarong (far left) met with IOSCO Secretary-General Paul Andrews (middle) and IOSCO

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7458

SEC notifies EIC to cooperate with auditor

Bangkok, June 9, 2015 ? The SEC notified Electronics Industry Plc. (EIC) to cooperate with the auditor in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5956

SEC takes a pledge to serve the public with integrity

SEC Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Tipsuda Thavaramara and Deputy Secretary-General Sirivipa Supantanet convened an executive meeting with the SEC Management to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7436