Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Ms. Lapat-orn Gajaseni Ms. Lapat-orn Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about
Mr. Sahadchai Gajaseni Mr. Sahadchai Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about
Mr. Khemmapope Gajaseni Mr. Khemmapope Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about
Mr. Tharathon Phiboonthammasak Mr. Tharathon Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which would
substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
standards. (2) An information security system to safeguard against unauthorised access to information, measures to maintain the integrity of relevant data and ensure availability of critical data. (3
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business