., computers, equipment, data recorders, and other equipment; (3) information assets, i.e., information, electronic data, and computer data; “critical IT assets” means the IT assets that are related to or

., computers, equipment, data recorders, and other equipment; (3) information assets, i.e., information, electronic data, and computer data; “ critical IT assets ” means the IT assets that are related to or

Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk

Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

Bangkok, August 10, 2009 ? The SEC ordered Siam General Factoring Plc. (SGF) to revise its 2009 first quarter financial statements. The SEC had found in SGF?s Q1/2009 financial statements an item

Bangkok, August 10, 2009 ? The SEC ordered Siam General Factoring Plc. (SGF) to revise its 2009 first quarter financial statements. The SEC had found in SGF?s Q1/2009 financial statements an item on

business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any

financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business