On 15 November 2022, the Capital Market Supervisory Baord Meeting No. 11/2565 passed a resolution approving the proposal for amendment to the regulations on equity allocation to promote clarity. The
. Among several capital market related issues discussed at the meeting, three critical ones were deemed to have significant impacts on developing countries including Thailand. They are: 1. US Subprime
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
The Office of the Securities and Exchange Commission (SEC) revised the Turnover List in responding to comments from market participants for greater clarity and practicality as follows: Initial
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
value of proprietary transactions from the calculation of their market share. This is to enhance clarity and transparency of public information adequate for investors? decision making. SEC Secretary
flexibility and clarity. The revisions include, for instance, allowing issuance of structured notes denominated in Thai and foreign currencies; harmonizing issuers? types and qualifications both in public
Bangkok, January 21, 2014 ? The SEC revised rules governing provident fund investment for more clarity and flexibility in line with international standards. The new rules have become effective in