ชื่อผู้ได้มา/จำหน่าย :?SMOOTH STATE INVESTMENTS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 08/03/2554
ชื่อผู้ได้มา/จำหน่าย :?SMOOTH STATE INVESTMENTS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 22/03/2554
ชื่อผู้ได้มา/จำหน่าย :?SMOOTH STATE INVESTMENTS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 11/03/2554
to the greater number of disclosed KAMs, as it provides critical information that guides them to the areas with the most significant risk. The number of disclosed KAMs is likely to depend on the size
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any