capital market. The fraudulent activities include forging licenses and falsely claiming certification of the SEC and official authorities. There were deceptive uses of names and images of market
, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, nor having such offense record during the period as specified by the SEC
consultation of services or capital market products to the client correctly, thoroughly, reasonably and without being misleading; (b) arrange the process ensuring that the client acknowledges characteristic
, thoroughly, reasonably and without being misleading; (b) arrange the process ensuring that the client acknowledges characteristic, risk and return of services or capital market products entirely before making
capital market products to the client correctly, thoroughly, reasonably and without being misleading; (b) arrange the process ensuring that the client acknowledges characteristic, risk and return of
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully