without license, which is a violation of, or failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a

without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions

บลจ. นำคำแนะนำไปเผยแพร่ต่อผู้ลงทุนรายอื่น ถือว่าเข้าข้อยกเว้นที่ไม่ต้องขอ IA License (ประกาศที่ กธ. 1/2560) หรือไม่ คำตอบ : การให้คำแนะนำเฉพาะแก่ผู้ลงทุน

แต่มีปัญหาเกี่ยวกับระบบงานบกพร่อง จะถูกจำกัดให้ไม่สามารถขอเริ่มประกอบธุรกิจหลักทรัพย์ประเภทอื่น (activate license) ที่กำหนดในใบอนุญาตด้วยหรือไม่ คำตอบ : ผู้

(2018), the SEC Board has proposed that Minister of Finance consider revocation of the digital asset exchange license of Huobi. In addition, the SEC Board, by virtue of Section 35 Paragraph 2 of the

SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of

Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd

liable to offering for sale and giving trading service of digital tokens without license; however, the company’s public solicitation for investment in digital tokens still continues to be found.The