The Securities and Exchange Commission, Thailand (SEC) appointed the ?Securities Analyst Consultative Committee? comprising representatives of securities analysts and market players. The committee

The Securities Analyst Consultative Committee concluded that the securities analyst who gave inaccurate information of SCIB-C1 had no intention to manipulate SCIB-C1 price, thus advised the SEC to

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/06/2005

one of Chartered Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for

Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for obtaining an approval to

Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course at any level or graduate with a master’s degree or higher during the latest two calendar years prior to the

Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course at any level or graduate with a master’s degree or higher1 during the latest two calendar years prior to the

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analyst will be allowed to cover no more than 15 securities in average; published research must be updated at least 4 times a year; brokers must put in place control over quality of investment research and

SECURITIES AND EXCHANGE COMMISSION TranslatED Version codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English