Cyber Threats,” along with a lecture titled “GRE-2AT Clinic: Integrating Cybersecurity, AI, and Enterprise Risk Management (ERM),” delivered by distinguished speakers from the three associations. The
penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https
) หรือ optimization (ลงทุน ในหลักทรัพย์บำงตัวท่ีเป็นตัวแทนของดัชนีโดยพิจำรณำจำก correlations, exposure และ risk) ก็ได้ II. ปัญหา 1. ก าหนดแนวด าเนินการกรณี listed fund รวมถึง ETF มีผู้ถือหน่วยลงทุน น้อย
that facilitates market innovation, and enable market practitioners? self-regulatory functions. The proposed amendments will revoke all provisions on associations related to securities business currently
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
opening accounts or engaging in business relationships with a securities company, but not including provident funds under the provident fund laws; (3) “ultimate beneficial owner of the transactions” means a
management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities opening accounts or engaging in business relationships with a securities company
business relationships with a securities company, but not including provident funds under the provident fund laws; (3) “ultimate beneficial owner of the transactions” means a natural person who ultimately
=title_th_default&fq=system_name%3AFinanacial%20Statements&fq=key_filetype%3Axlsx&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) QAQR-03.xlsx Relationships: Are there any business
=title_th_default&fq=system_name%3AInvestor%20Alert&fq=key_filetype%3Adoc&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) ethical.doc Relationships: Are there any business