Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน
who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty
the investment in time for acquiring tax benefits in such tax year. (UNOFFICIAL TRANSLATION) 6 Clause 12. In case the advertisement contains a statement that is partially copied or referred from another
TRANSLATION) 6 Clause 12. In case the advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past performance, such copied or
any other benefits are appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or
guideline which will be notified in advance. Clause 7. In case the advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past
advertisement contains a statement that is partially copied or referred from another statement, article or speech made by any persons or past performance, such copied or referred statement shall be true and shall
. The SEC has significantly improved the level of implementation of the IOSCO Principles, with 35 out of the total 37 areas being assessed as fully or broadly implemented. Such results reflect that the
Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to