servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

  (with more than  50% control) Controlling structure in reverse takeovers 4 Merged firm  Combined value $12.6 mn (63 mn  shares x $0.2  Private firm  value $ 10 mn  (50 mn shares  x $0.2)  Public firm

” means any member of a derivatives clearing house; “controlling power” means the power to control a business, as described in Section 89/1 of the Securities and Exchange Act; “assets received from or

clearing house or a central securities depository, as the case may be; 4 “controlling power” means the power to control a business, as described in Section 89/1; “beneficial owner of shares” means any person

“ controlling ” means (1) holding of shares with voting right in a juristic person, which represent more than fifty percent of the total voting rights in such juristic person; (2) having control, whether directly

manner as specified in the notification of the SEC. “control” or “controlling” means (1) holding of shares with voting right in a juristic person, which represent more than fifty percent of the total

bond ปจจุบัน: ไมไดกําหนดไว แนวทางแกไข: ใช ASEAN Debt Securities Disclosure Standards แบงออกเปน 2 กรณี ดังนี ้ - กรณกีารควบรวมกจิการภายใตการควบคุมเดียวกัน (under common control) ใหจดัทํางบการ

so, give the name(s) of such controlling corporation(s), government or other person(s), and briefly describe the nature of such control, including the amount and proportion of capital held giving a

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)