Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

robot trading are related terms that are often used interchangeably. • High frequency trading (HFT): a subset of algorithmic trading where orders are submitted by low-latency and sophisticated technology

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing

on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional

controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Narin Usanawarong certified the completion and accuracy of the information provided in Form 247-4. SEC Act S.300

their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN

Ms. Bongkorn Chansakulporn Between August and September 2014, Ms. Bongkorn Chansakulporn colluded with Mr. Sorawit Chansakulporn controlling and using other securities trading accounts to buy Adamas

Mr. Sorawit Chansakulporn Between August and September 2014, Mr. Sorawit Chansakulporn colluded with Ms. Bongkorn Chansakulporn controlling and using other securities trading accounts to buy

price of Star Universal Network Public Company Limited (STAR) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting