servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

, and bootstrapping BHARs • T1- T2 is trading days, the conditioning information  is market return • Benchmark portfolios (control samples) selected by first eliminating top third market capitalization

strategy; (ii) Addressing relevant environmental, social and/or governance challenges of the industry sector; and (iii) Under management’s control. 4.1.3 KPIs selected by the Issuer should be: (i) Relevant

–. The selected KPIs’ internal control and reporting processes are relevant, transparent and enable to provide reliable data. All relevant information related to the KPIs, including results, underlying

of the remaining transactions or additional transactions to be audited were selected to follow up by the year ending period. Example 6 : During the understanding stage of production’s control system

Appropriateness of selected accounting policies (paragraph number........) ( 2.1.2 Application of the selected accounting policies (paragraph number........) ( 2.1.3 Appropriateness or adequacy of disclosures in

Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform

weeks selected for testing. The responsible manager was absent for two weeks and no one at the entity reviewed the access during the respective timeframe. Refer to IC 6-17 in the Internal Control Q&As

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

environmental, social and/or governance challenges of the industry sector and be under management’s control. The KPIs should be: • relevant, core and material to the issuer’s overall business, and of high