SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...

Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...

-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at

for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure.   In this regard, the deductible amount would

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

in a continued and credible manner.   Good internal control Specify the scope of powers and duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record

scope) แบบปีเว้นปี - ปีที่เป็นการตรวจสอบแบบ full scope ต้องตรวจสอบให้ครบทุก control (100%) ภายในปีนัน้ - ปีที่ไม่ได้มีการตรวจสอบแบบ full scope สามารถกำหนดขอบเขตของ control ที่ใช้ตรวจสอบได้ ตามความเส่ียง

ความเสี่ยงต่ำ ตรวจสอบการปฏิบัติตาม control ของผู้ประกอบธุรกิจที่มีความเสี่ยงระดับต่ำทุกปี โดยเป็นการตรวจสอบให้ครอบคลุม control ทั้งหมด (full scope) แบบปีเว้นปี - ปีที่เป็นการตรวจสอบแบบ full scope ต้อง