servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
ชื่อผู้ได้มา/จำหน่าย :?ITOCHU TEXTILE PROMINENT (ASIA) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 20/12/2556
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
services essential in contacting with the securities registrar and such publications shall be posted in a prominent place at the office of the securities registrar; (3) establishing an internal control
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market
shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or