The SEC has developed the web page “IPO Fact Figure” on the SEC website, which can be viewed at www.sec.or.th/IPOFactFigure, and has it officially launched on 25 December to facilitate investor

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้พัฒนาเว็บเพจ หรือเว็บไซต์ย่อย “IPO Fact Figure” บนเว็บไซต์ ก.ล.ต. ในชื่อ www.sec.or.th/IPOFactFigure โดยเปิดให้เข้าใช้บริการอย่างเป็น

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

the audit quality control system, and closely monitored the COVID-19 pandemic situation to adjust the oversight approach and communication with stakeholders to meet the changing situation. In so doing

inspection results of 29 audit firms in the capital market, as can be seen in figure 7, reveal that audit firms in the capital market with quality control system inspection results of “acceptable” to “very

high exposure to the capital market Low to moderate exposure to the capital market Low exposure to the capital market Figure 3: Frequencies of inspection on audit firms’ quality control systems as

. As shown in figure 7, when scrutinizing the number of audit firms in each scoring range as classified by the element in the Thai Standard on Quality Control 1 (“TSQC 1”), more than 50 percent of the

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

firms in compliance with the risk-based approach, taking into account the previous inspection results of the audit firm quality control systems and the exposure to the capital market, as shown in figure 1

Malee Group Public Company Limited and Its Subsidiaries Management Discussion and Analysis For the First Quarter ended 31 March 2019 1. Q1/2019 Highlights Figure 1: Quarterly results  Thai Financial