Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Bangkok, June 8, 2016 ? The SEC is urging the shareholders of Vintage Engineering Public Company Limited (VTE) to study the proposed contract on the construction of a solar power plant for GEP
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
: 01/08/2554 วันที่ตอบ : 04/08/2554 คำถาม : Contract For Difference (“CFD”) เข้าข่ายเป็นสัญญาซื้อขายล่วงหน้า
petition with the Southern Bangkok Civil Court, Black Case No. Por 101/2567, dated 18 January 2024. The petition sought the Court’s order to revoke a share swap contract whereby NUSA shareholders would
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
provision of a statement that in addition to the duties prescribed in the appointment contract, the mutual fund supervisor has the legal obligation to protect the interest of the unit holders. (5) Questions
• Manager, Coopers & Lybrand Associates Company Limited • Internal Audit Manager, Johnson & Johnson (Thailand) Limited • Audit Supervisor, Coopers (Thailand) Limited Education: • Master in Accounting