Thai Market Misconduct × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > การป้องกันการกระทำอันไม่เป็นธรรม
tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure
Bangkok, August 16, 2012 ? The SEC reveals that provident funds offering employee?s choice continually increased in Q2/2012. The record showed an increase of 176 employers offering employee?s choice or a 5% rise over previous quarter, as employer realizes the benefits that its employees will receive from diversifying investment policies. ?Provident funds with employee?s choice continually gain popularity, as employers and organizations realize the benefits of employee?s choice that offers divers...
Facebook page “Gold Futures Continuous” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 15/08/2024)
Facebook page "HGF Futures Continuous Online" impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page “Gold Futures Continuous” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page “HGF Futures Continuous Online” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)