of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational
with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives
information appropriately, securely and safely; (3) Contingency plan in case of occurrence of any event that may affect the management system of digital wallets and keys. This includes laying out and testing
Baht 7.0 million, increased by Baht 2.7 million due to getting higher amount of loan for 3 to 6 months in order to have higher cash liquidity to avoid any eventuality during the Coronavirus 2019 pandemic
securities holders in a reasonable manner during the working hours determined by the securities registrar. Clause 6 The securities registrar shall have a contingency plan in case of emergency situations which
designing, developing and managing digital wallets as well as creating, maintaining and accessing keys or other related information appropriately, securely and safely; (3) Contingency plan in case of
of the Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7
Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7. Computer
recorded an allowance for impairment and fair value adjustment on investment. The Company expects no additional Contingence Liabilities as a result of COVID-19. Please kindly be informed accordingly. Yours
Goetzman&Ibbotson (1994) Nonparametric contingency table Yes Brown&Goetzman (1995) Nonparametric contingency table Yes Carhart (1997) 4-factor model momentum Yes Bollen&Busse (2005) 4-factor model momentum