Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
licensed to undertake securities businesses under the law on securities and exchange; “Executive” means director, manager or person with power of management; “Person with power of management” means executive
any person to act in violation of the law on securities and exchange and regulations issued under such law as well as other relevant laws; (7) comply with laws and notifications relating to contacting
support, instruct or cooperate with any person to act in violation of the law on securities and exchange and regulations issued under such law as well as other relevant laws; (7) comply with laws and
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
accountants will be able to prepare financial statements accordingly. We have collaborated with the Thai Listed Companies Association, the Thailand Securities Institute, the FAP and the Stock Exchange of
companies as audit firm’s clients, categorized by market capitalization. Remark: Market capitalization of total listed companies on the Stock Exchange of Thailand as at 30 December 2016 Figures 5: Proportion
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
; (c) a limited company incorporated under Thai law of which not less than 99 percent of its total issued shares are held by the Thai Stock Exchange with an objective to issue depositary receipts. (2