Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
licensed to undertake securities businesses under the law on securities and exchange; “Executive” means director, manager or person with power of management; “Person with power of management” means executive
any person to act in violation of the law on securities and exchange and regulations issued under such law as well as other relevant laws; (7) comply with laws and notifications relating to contacting
support, instruct or cooperate with any person to act in violation of the law on securities and exchange and regulations issued under such law as well as other relevant laws; (7) comply with laws and
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
; (c) a limited company incorporated under Thai law of which not less than 99 percent of its total issued shares are held by the Thai Stock Exchange with an objective to issue depositary receipts. (2
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
warehouses, safeguarded with security features and access control against any unauthorized users. Period of Retention of Personal Data The period of retention of personal data is dependent on the
Market Supervisory Board No. Tor Jor 18/2556 Re: Provisions Relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand (No. 2) dated 22 March 2013; (3