Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market specified in the SEC Office Notification No. Sor Shor. 39/2553 to be in line with the current situation. The amendments aim to facilitate high potential auditors’ entry into the capital market to sufficiently support capital market growth. Essentially, the amendments will (1) lower the requirement...
Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 21/09/2566)
companies because the interest rate quoted on GSTEL is consistent with the long-term financial costs of GJS and the loan will help to manage GSTEL’s tax debt to the Revenue Department at an approximate
the power to allow direct access for a person other than the SET's member to purchase or sell listed securities, grant additional exemption to members to trade listed securities outside the SET, and
”) as required by international standards • The operation of the SET will be consistent with regulatory objectives and prescribed rules • For transparent and constant operation of the SET while interests
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business