In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...

Type of securities : Common share | Effective Date : 06/05/2022 | Close Selling Date : 13/05/2022

Outsourcing Function related to Business Operation to Third Party

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

(CMDF) as a center to promote market development: The development function shall be separated from the exchange function to increase efficiency of the SET operation.(6) Enhancing effectiveness

/> หากนายทะเบียนหลักทรัพย์ที่ได้รับใบอนุญาต ประสงค์จะ outsource งานบาง function โดยการดำเนินการของผู้รับ outsource ไม่เสมือนเป็นการให้บริการเป็นนายทะเบียนหลักทรัพย์เอง (เช่น เพียงจัดทำระบบ IT ให้นาย

Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business

driving Thailand’s economic growth and sustainability. For both the economy and the capital market to function efficiently, the government must take the lead in strengthening economic potential and