The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral for liquidity support while financial institutions giving assistance to such mutual funds are allowed to use high-quality domestic instruments as collateral for the same purpose.Concurrently, SEC has announced a measure for temporary liquidity management by allowing asset management companies to...

Bangkok, September 26, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Jadesada Hungsapruek and will not consider his application for approval

Bangkok, June 16, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Somchai Kurujitkosol and will not consider his application for approval for

, while he escaped from the case.  Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact

Submission of Daily Status Report

. 1.2 Short Selling Any customer may short sell securities through their cash accounts as opposed to margin accounts only, which was previously the case provided that the securities company is confident

Special Extension for Approved Status of Auditor, Financial Advisor and Compliance

investment products within the same asset class. • Use appropriate metrics to compare similar investments. • Evaluate the real rate of return on investment products. • Confident to undertake research on

Facebook fan page and mobile application users are welcome to receive souvenirs at the booth. The SEC is confident that everyone can achieve the life goals, if learning how to make investment and savings

Facebook fan page and mobile application users are welcome to receive souvenirs at the booth. The SEC is confident that everyone can achieve the life goals, if learning how to make investment and savings