December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine

time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the directors entrusted by the board in order to achieve the objective and mission. Clause 6

and external sources in appropriate form and time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the directors entrusted by the board in order

directors entrusted by the board in order to achieve the objective and mission. Clause 6. This Notification shall come into force from 16 April 2006. (Unofficial Translation) Page 4 of 4 Notified on this 8th

client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading

Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the

, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the

and entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint

entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an

Services Plc. (SECC) responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special