recommendation for investigation and the second covers the article published in the BizWeek (a weekly newspaper) dated August 27-September 2, 2004. Moreover, the SET had already finished investigating into this
The Securities Analyst Consultative Committee concluded that the securities analyst who gave inaccurate information of SCIB-C1 had no intention to manipulate SCIB-C1 price, thus advised the SEC to
operations, it cannot be concluded that a violation of the SEA?s Section 241 is committed. The SEC has to conduct a more in-depth investigation into the case to consider whether the acts constitute the
juristic persons. The legal actions resulted from the investigation partially completed while other additional issues were under the SEC?s probe. As the SEC investigation on such additional issues related to
year (2012). Currently, the examinations of 22 audit firms have been completed where the outcome indicating that most of the firms attentively dedicated their resource to develop and improve their
Bangkok, July 19, 2006 ? Having completed its investigations into the accounts receivable recording of Circuit Electronics Industries Plc. ("CIRKIT"), the SEC concluded that the conducts of the
has already submitted its IPO application to SEC by September 5, 2004 as a listed company (shelf listing) even it has not yet obtained approval from SEC or completed its shares distribution process
auditors.Earlier, auditors gave qualified opinions on the said companies? financial statements after concluded that those financial statements did not comply with the generally accepted accounting principles. The
September 2020 and the board of directors has already concluded that the company is truly affected by the COVID-19 situation.While the general shareholders’ meeting cannot be held to approve the annual
September 2020 and the board of directors has already concluded that the company is truly affected by the COVID-19 situation.While the general shareholders’ meeting cannot be held to approve the annual