its curated deals • An ICO portal may invest in its curated ICOs. While this could enhance the confidence of the investors, there is a concern that the ICO portal may have superior information and have
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
Bangkok, October 26 2011 ? SEC Secretary-General Vorapol Socatiyanurak expresses his concern over impact of flooding situation that ?flooding of this magnitude has affected some manufacturing and
expressed observation remarks in which the SEC considered as material to the financial statements, for example, - On-going concern problems - Significant amount of connected transactions - Adjusted items
be no large impact in implementing this measure because investors already have sufficient collateral alternatives. Therefore, investors should no longer place high concern on this issue.? Mr. Phuvanat
especially brokers that they have placed high concern in this matter and promptly sent their approved list of securities analysts to the SEC. This helps improve our Thai capital market?s information system and
addressed a concern on legal issues in case where the foreign bank branches in Thailand encounter financial hardship and the assets located in Thailand are not adequate to cover the repayment of all
proposing to review the regulations governing debt securities of all types and related notifications. In essence, the proposed amendments to the debt securities regulations concern the followings: (1
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that