SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
Bangkok, October 26 2011 ? SEC Secretary-General Vorapol Socatiyanurak expresses his concern over impact of flooding situation that ?flooding of this magnitude has affected some manufacturing and
expressed observation remarks in which the SEC considered as material to the financial statements, for example, - On-going concern problems - Significant amount of connected transactions - Adjusted items
be no large impact in implementing this measure because investors already have sufficient collateral alternatives. Therefore, investors should no longer place high concern on this issue.? Mr. Phuvanat
especially brokers that they have placed high concern in this matter and promptly sent their approved list of securities analysts to the SEC. This helps improve our Thai capital market?s information system and
addressed a concern on legal issues in case where the foreign bank branches in Thailand encounter financial hardship and the assets located in Thailand are not adequate to cover the repayment of all
proposing to review the regulations governing debt securities of all types and related notifications. In essence, the proposed amendments to the debt securities regulations concern the followings: (1