Currently, a significant volume of securities trading on the Stock Exchange of Thailand (SET) involves foreign investors, with most orders executed through foreign securities companies to Thai securities companies. In receiving these orders, Thai securities companies may not have complete information on the clients of the foreign securities companies and their trading behaviors. Therefore, it is essential to establish regulations ensuring that Thai securities companies, under the supervision of...
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017; (2) managing private funds without taking the cli...
SEC Secretary-General Ruenvadee Suwanmongkol said: “Social impact enterprises are the key foundation for the social and environmental development towards sustainable growth. Nowadays, government agencies have laid out policies to promote and support enterprises whose main objective is to solve social and environmental problems through creativity and innovations. Such enterprises can also generate sustainable returns from their operation, which in turn will be used for further social and environm...
As on February 29, 2024, Thana Power Holding Co. Ltd. (Thana Co. Ltd.), NUSA’s shareholder, arranged the first EGM of Shareholders for 2024 (EGM of Shareholders No.1/2024) according to Section 100 of the Public Limited Company Act B.E. 2535 (1992), the meeting resolved to (1) appoint 3 new directors as follows: Pol.Lt.Gen. Ekaphop Prasitvattanachai, Mr. Chaipat Lertlucktaweekul, and Mr. Burin Nuchniyom, as well as (2) approves to withdraw the current Chairman of the Board of Directors and...
capital of Fame Line from the current registered capital of Baht 10,000,000 ( comprising of 100,000 ordinary shares at par value Baht 100) to Baht 4,000,000 ( comprising of 40,000 ordinary shares at par
, while fostering stronger international cooperation networks. The event welcomed over 150 participants, comprising both on-site and virtual participants, from AARG and FSSG member countries - namely
membership can now be disclosed in the annual registration statement, lately including anti-corruption as a part of disclosure on the listed company?s best practices. The disclosure will also be disseminated
considers the disposal of assets, which does not impact the core business operation, and the Company does not need to rely or use disposed assets. The Company will focus on its core business consisting of
of predicate offenses under the Anti-Money Laundering Act to include the offense relating to unfair securities trading under the Securities and Exchange Act; comprising imparting false or misleading